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UBS-building

Finra arbitration panel orders UBS to pay for damages over Puerto Rico bond losses

28/03/2016(0)
Damages linked to the commonwealth’s distressed debt continue to climb UBS Group AG’s wealth management business for the Americas must pay more than $470,000 to three investors who claimed ... Read More
gold-rupee

Investors are still betting big on gold. What do they know that you don’t?

28/03/2016(0)
The stock market may be back on track, but nervous investors are still showering gold with tons of love. An impressive $13.4 billion was poured into gold assets over ... Read More
acca-global_accounting

Round tables held by ACCA and Grant Thornton: Audit needs to respond more quickly to change

28/03/2016(0)
Round tables point to concerns over Audit in developed countries A series of round tables held by ACCA (the Association of Chartered Certified Accountants) and Grant Thornton in seven countries across ... Read More
fraud - image of the word

Broker-dealer owner indicted in $17 million pump-and-dump scheme

24/03/2016(0)
Guy Gentile accusing of fraudulently inflating price of stocks Scheme involved Raven Gold Corp., Kentucky USA Energy Inc. The owner of a New York broker-dealer was charged with fraudulently inflating ... Read More
playtech logo

Playtech:Update to 2016 Investor Relations Calendar

23/03/2016(0)
In line with market practice for companies with a Premium Listing on the London Stock Exchange moving away from Interim Management Statements, Playtech (LSE: PTEC) announces that it will ... Read More
robo-advise

Investors trust the media more than robo-advice, survey finds

21/03/2016(0)
More investors trust the media on investment than robo-advice services despite the rising numbers of start-ups and established companies entering the online space, according to Legg Mason’s 2016 Global ... Read More
vladimir putin

Vladimir Putin Starts His Own Ratings Firm

18/03/2016(0)
Moody’s, Fitch forced to stop national ratings under new rules Kremlin had condemned barrage of downgrades as political Vladimir Putin’s homegrown credit-ratings firm is up and running and foreign ... Read More
finra-hdqrtrs_0

FINRA Reports on Effective Practices for Digital Investment Advice

17/03/2016(0)
Financial services firms’ offerings of digital investment advice need sound governance and supervision, including effective means of overseeing suitability of recommendations, conflicts of interest, customer risk profiles and portfolio ... Read More
p2p

China’s regulator vows to get tough on online brokers

15/03/2016(0)
China’s top banking regulator has vowed to crack down on illegal fundraising activities by unscrupulous online brokers and warned investors to be wary of their schemes. Shang Fulin, chairman ... Read More
Oil-Price-Fell

Oil Prices Sink As Investors Lose Faith In OPEC Freeze

11/03/2016(0)
Two hundred and twenty-two years after John Stone patented the pile driver, and the oil market is trying to dodge getting hammered today. After yesterday’s EIA-inspired hullabaloo, oil is ... Read More
Broker Cyprus TopFX