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New York

Securities Exchange Commission

Investment Bank VP charged With insider trading

25/04/2017(0)
The Securities and Exchange Commission today charged a vice president in the risk management department of a New York-based investment bank with insider trading on confidential information he learned ... Read More
legal

Why the owner of a New York brokerage accused of $17M ‘pump-and-dump’ scheme walks free

02/02/2017(0)
The U.S. took too long to charge an owner of a New York brokerage with orchestrating a $17 million pump-and-dump scheme, a judge ruled in throwing out the indictment. ... Read More
finance2

DFS grants virtual currency license to Coinbase

18/01/2017(0)
Financial Services Superintendent Maria T. Vullo today announced that the New York State Department of Financial Services (DFS) has approved the application of Coinbase, Inc., a wholly owned subsidiary ... Read More
dfs-investigation

Bank fined $215 Million by DFS for violating Anti Money Laundering Laws

07/11/2016(0)
DFS Investigation Uncovers Intentional Actions to Obscure U.S. Dollar Clearing Transactions, Including Counterfeit and Falsified Invoices involving China and Russia and Omission of Information Regarding Possible U.S. Dollar Trades ... Read More
airbnb

Airbnb may settle a lawsuit against New York state regarding a new law

02/11/2016(0)
Airbnb Inc. is in talks with New York officials about potentially settling a lawsuit the company filed last month against the state and city governments. The company is challenging ... Read More
Asian Stocks

Dollar Weakens on Fed Outlook as Emerging-Market Shares Advance

18/08/2016(0)
Yen breaks 100 after Fed minutes as jobs data boosts Aussie Mongolia’s tugrik stabilizes after interest rate hiked to 15% Emerging-market shares rallied with European stock index futures and the ... Read More
BDO

BDO Merges in Charles A. Barragato & Company

01/06/2016(0)
BDO USA LLP is expanding its New York metropolitan area practice by merging in Charles A. Barragato & Company, a firm with offices in New York City and Long ... Read More
Entrepeneurs Tyler and Cameron Winklevoss arrive at the Met Gala in New York

NY regulator approves Winklevoss bid to trade digital currency ether

06/05/2016(0)
New York state has approved the application of Gemini Trust Company, founded by investors Tyler and Cameron Winklevoss, to trade digital currency ether on its bitcoin exchange, Governor Andrew ... Read More
finra-hdqrtrs_0

FINRA fined MetLife Securities, Inc. $25 Million

04/05/2016(0)
Largest FINRA Fine Relating to Variable Annuities The Financial Industry Regulatory Authority (FINRA) announced today that it has fined MetLife Securities, Inc. (MSI) $20 million and ordered it to ... Read More
nyse euronext

Euronext announces the appointment of its new Chief Financial Officer

19/04/2016(0)
Euronext (Paris:ENX) (Amsterdam:ENX) (Brussels:ENX) announced the appointment of its new Chief Financial Officer, Giorgio Modica, as Amaury Dauge is leaving the company to pursue new professional projects in fintech ... Read More
Broker Cyprus TopFX