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Regulators News

Cyprus Securities and exchange commission (cysec)

CySec informs that decided to withdraw the suspension of a CIF

29/07/2015(0)
The Cyprus Securities and Exchange Commission (‘CySec’), has issued a press release to inform that on its meeting dated 20 July 2015, decided to withdraw, as from 27 July ... Read More
fca-building

FCA UK has issued warnings for unauthorized investment firms

29/07/2015(0)
FCA, the financial regulator of UK, has issued notices to warn public for investment companies that believes that have been providing financial services in UK without its authorization. The ... Read More
Bank of Russia, Moschow

Central Bank of Russia cancel the licenses of professional securities market participant

24/07/2015(0)
The Central Bank of Russia has issued a Notice to inform public on cancelling licences of professional securities market participant. The Bank of Russia took a decision to cancel ... Read More
CNMV

CNMV Spain warns for unregistered Firms

21/07/2015(0)
The Comisión Nacional del Mercado de Valores (CNMV), the supervising and inspecting authority of Spanish Stock Market, has issued warnings to inform public for unregistered firms. Pursuant to the ... Read More
FCA_regulator

FCA warning against clone firm

21/07/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
ESMA logo

ESMA agrees to further renewal of short selling ban by Greek HCMC

21/07/2015(0)
The European Securities and Markets Authority (ESMA) has issued its official opinion agreeing to a further renewal, for a period of seven days, of the emergency short selling prohibition ... Read More
FSMA belgium

FSMA Belgium published list of investement firms operating unlawfully in Belgium

20/07/2015(0)
The Financial Services and Markets Authority (FSMA) has issues a press release to warn the public against the activities of various providers of/intermediaries in binary options and forex products, ... Read More
sec-logo

SEC Pays More Than $3 Million to Whistleblower

20/07/2015(0)
The Securities and Exchange Commission announced a whistleblower award of more than $3 million to a company insider whose information helped the SEC crack a complex fraud. The multi-million dollar ... Read More
SEC- Headquarters

SEC Charges Purported Investment Adviser With Stealing Client Funds and Conducting a Ponzi Scheme

17/07/2015(0)
The Securities and Exchange Commission charged a purported investment adviser in San Diego with stealing money from clients for personal use and conducting a Ponzi scheme to pay customers making ... Read More
barclays-logo-3

Barclays to pay $800,000 fine for U.S. data reporting errors

17/07/2015(0)
Wall Street’s self-funded watchdog fined a unit of Barclays PLC (BARC.L) $800,000 (512,377 pounds) for violations related to how the bank reported stock trades over a more than two-year ... Read More
Broker Cyprus TopFX