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Regulators News

Cyprus Securities and exchange commission (cysec)

CySec announced Revocation of UCITS license

30/06/2015(0)
The Cyprus Securities and Exchange Commission has issued an announcement to inform about the revocation of the operation licence of the Local Common Fund ‘Argus Funds’ (umbrella scheme) (‘the Common ... Read More
bank-of-israel

Bank of Israel imposed financial sanctions on an Israel bank regarding prohibition on Money Laundering and Terror Financing

29/06/2015(0)
The Bank of Israel has issued a press release to inform that: On June 28, 2015, the Banking Corporations Sanctions Committee regarding the prohibition on money laundering and terror ... Read More
FCA_regulator

FCA warning against unauthorised firm

29/06/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
finra1

FINRA Fines Morgan Stanley Smith Barney and Scottrade a Total of $950,000

23/06/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 and Scottrade, Inc. $300,000 for failing to implement reasonable ... Read More
Cyprus Securities and exchange commission (cysec)

CySec warns investors on the risks of investing in complex products

19/06/2015(0)
CySec has issued a press release to warn investors to the risks of investing in complex products CySec stated that: It has come to the attention of the CySEC that ... Read More
onestopbrokers-Regulators

Financial Regulators warnings on unauthorised companies providing investment services

18/06/2015(0)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Renouncement of Cyprus Investment Firm licence

16/06/2015(0)
The Cyprus Securities and Exchange Commission has issued a press release to inform that: On 6th June 2015, the CIF Saxo Capital Markets CY Ltd, which provided investment services via ... Read More
bank of russia

Bank of Russia on fine-tuning FX swap auctions

16/06/2015(0)
The Central Bank of Russian Federation has issued an announcement regarding: From 16 June 2015, the Bank of Russia supplemented its system of monetary policy instruments with USD/RUB and ... Read More
consob logo

Consob warns against unauthorised investment services companies

16/06/2015(0)
The National Commission for Companies and the Stock Exchange in Italy (Consob) has issued a press release to warn public about companies offering investment services without the required authorisation. ... Read More
sec-logo

Swiss Trader to Pay $2.8 Million to Settle Insider Trading Charges

16/06/2015(0)
The Securities and Exchange Commission announced that a Swiss trader has agreed to pay more than $2.8 million to settle charges that he traded on nonpublic information ahead of a ... Read More
Broker Cyprus TopFX