Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators News

Cyprus Securities and exchange commission (cysec)

CySec announces the suspension of the authorisation of CIF ‘1 T.C.R CORP. LTD’

16/07/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘1 T.C.R CORP. LTD’, number 237/14, is ... Read More
financial-services-malta-mfsa

MFSA Malta issued Notices for entities that intend to offer Forex trading and Binary options trading to clients

15/07/2015(0)
MFSA Malta has issued two Notices regarding applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out online forex trading in terms of the ... Read More
sec-logo

SEC: OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers’ Records and “Blue Sheets”

15/07/2015(0)
The Securities and Exchange Commission today charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers’ books and records and in ... Read More
FCA_regulator

FCA warning against clone firm

14/07/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part ... Read More
finma

FINMA warns for unauthorised companies

13/07/2015(0)
The Swiss financial market supervisor, FINMA, has issued a warning to inform public for companies that are suspected to conducting unauthorised activities in the financial market. FINMA’s warning refers ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Withdraw of CIF authorisation

10/07/2015(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has issued an announcement informing that: On its meeting of 6 July 2015, has decided, pursuant, of ... Read More
Cyprus Securities and exchange commission (cysec)

CySec has issued an announcement regarding Activation Procedures for Autorized Firms

09/07/2015(0)
CySec has issued today an announcement regarding Activation Procedures for Autorized Firms specifying that: In order to improve the process of activation of persons who have obtained licence by ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €15.000 to a CIF

08/07/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has notified the public that has imposed an administrative fine of €15.000 to CIF Fidelisco Capital Markets Ltd for violating sections of the ... Read More
bank of russia

The Central Bank of Russia issued notices on cancelling licences of professional securities market participants

03/07/2015(0)
Bank of Russia took a decision to cancel the licences of professional securities market participants to carry out broker, dealer activity, securities management and depository activity. The companies are: ... Read More
onestopbrokers-Regulators

Financial Regulators issued warnings on unauthorised and clone firms

03/07/2015(0)
The financial regulators of UK FCA, Cyprus CySec and the Russian Self-Regulatory Organization Nonprofit Partnership “Centre for Regulation in OTC Financial Instruments and Technologies” have issued press releases to ... Read More
Broker Cyprus TopFX