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Regulators News

FSMA belgium

Financial Services and Markets Authority of Belgium warns for unauthorised firms

02/06/2015(0)
The Financial Services and Markets Authority (FSMA) has issued press releases to warn public against the activities of not authorized investment firms. 1) Axis Investment Group Axis Investment Group ... Read More
Bcsc canada regulator

BCSC informs for a binary options firm not registered in BC

28/05/2015(0)
BC Securities Commission issued an announcement regarding a binary options trading firm Citrades purports to be a binary options trading firm with offices in Africa, Asia, Australia, Europe and ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €20.000 to a CIF

18/05/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has notified the public that has imposed an administrative fine of €20.000 to Banc de Binary Ltd for the infringement of the ... Read More
Bafin

BaFin: Market manipulation – Pre-arranged trades and wash sales

04/05/2015(0)
BaFin has published an article with important information for investors regarding Market manipulation – Pre-arranged trades and wash sales. Trading securities to gain would-be tax advantages could boomerang back ... Read More
IOSCO logo -large

Emerging market regulators aim for deeper and more resilient capital markets

29/04/2015(0)
Global emerging capital market regulators met in Cairo this week and reinforced their commitment to maintain market resilience while focusing on efforts to accelerate the sustainable growth and development ... Read More
MAS singapore

MAS Strengthens Regulations against Money Laundering and Terrorism Financing

24/04/2015(0)
The Monetary Authority of Singapore (MAS) today issued revised Notices to financial institutions (FIs) on anti-money laundering (AML) and countering the financing of terrorism (CFT). The revisions are benchmarked ... Read More
ESMA logo

ESMA consults on draft guidelines specifying criteria for the assessment of knowledge and competence in MiFID II

23/04/2015(0)
The European Securities and Markets Authority launched today a consultation on draft guidelines specifying criteria for the assessment of knowledge and competence of natural persons in investment firms that ... Read More
cftc-image-jpeg

CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations

23/04/2015(0)
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) and the Division of Clearing and Risk (together, the Divisions) issued a no-action letter providing time-limited relief ... Read More
FCA_regulator

FCA fines Merrill Lynch

22/04/2015(0)
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and ... Read More
rubles

Russian Central Bank Says Ruble’s Recovery Over For Now

22/04/2015(0)
The ruble’s recent firming trend has ended for now, the Russian Central Bank’s first deputy governor, Ksenia Yudayeva, said Wednesday. “The strengthening of the ruble has finished. Now we ... Read More
Broker Cyprus TopFX