Regulators

SEC-Insider-Trading

CEO Charged With Using Secret Accounts for Insider Trading in Company Stock

21/09/2017(0)
The Securities and Exchange Commission today charged the former CEO of a Silicon Valley-based fiber optics company with insider trading in company stock by using secret brokerage accounts held ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announced that a Cyprus Investment Firm renounced its authorisation

20/09/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that, on 29th August 2017, the CIF NEWCEPT FINANCIAL MARKETS (EU) LIMITED (‘the Company’), renounced ... Read More
Monetary-Authority-of-Singapore

MAS Sets Up International Advisory Panel for Cyber Security

20/09/2017(0)
The Monetary Authority of Singapore (MAS) announced today that it has established a Cyber Security Advisory Panel (CSAP), comprising cyber security thought leaders from around the world. The CSAP ... Read More
FCA_regulator

FCA finalises revised Payment Services Directive (PSD2) requirements

19/09/2017(0)
The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). PSD2 is an EU Directive which sets requirements for firms that ... Read More
ASIC_regulator

ASIC’s 2017-20 data strategy launched

19/09/2017(0)
The Australian Securities and Investments Commission has today launched its data strategy for 2017-20. The strategy, which outlines how ASIC will capture, share and use data, will transition ASIC ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn for unauthorised financial services entities

18/09/2017(0)
The supervisory authorities of Australia (Australian Securities and Investment Commission- ASIC), United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Belgium (Financial Services ... Read More
bank-of-england

Bank of England announced Bank Rate held at 0.25%

15/09/2017(0)
The Bank of England has issued a press release to announce monetary policy summary. According the announcement: The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy to ... Read More
Securities Exchange Commission

U.S. Regulator is monitoring the impact of Hurricane Irma on investors and capital markets

14/09/2017(0)
The Securities and Exchange Commission is closely monitoring of the impact of Hurricane Irma on investors and capital markets, and continues to monitor the impacts of Hurricane Harvey. “As ... Read More
finra1

FINRA fines broker dealer $750,000

13/09/2017(0)
FINRA Hearing Panel Fines C.L. King & Associates $750,000 for Negligent Misrepresentations and Omissions in Connection with Death Put Investments and AML-Related Violations The Financial Industry Regulatory Authority (FINRA) ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announced: New Cyprus Investment Firm authorisation

12/09/2017(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as ... Read More
Broker Cyprus TopFX