Regulators

ASIC_regulator

ASIC cancels the AFS license of Financial Services firms

25/03/2017(0)
ASIC has cancelled the Australian financial services (AFS) licences of Rebate Financial Services Pty Ltd and Capstone Capital Pty Ltd for failing to comply with a number of their ... Read More
FSMA belgium

FSMA Belgium reports unauthorised Forex and Binary Options providers

24/03/2017(0)
The Financial Services and Markets Authority (FSMA), a financial regulator of Belgium, has issued an announcement to warn investors and public against the activities of various providers of/intermediaries in ... Read More
Reserve Bank of New Zealand

New Zealand left the Official Cash Rate unchanged

23/03/2017(0)
The Reserve Bank of New Zealand has issued today a press release to announce that the Official Cash Rate left unchanged at 1.75 percent. According the statement by Reserve ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from Barclays entities

23/03/2017(0)
Yesterday, ASIC accepted an enforceable undertaking (EU) from three Barclays foreign financial service providers (FFSPs): Barclays Capital Inc. (BCI) domiciled in the United States of America Barclays Capital Asia Limited ... Read More
SFC-logo-office

SFC obtains court orders to freeze bank accounts in suspected Pyramid and Ponzi scheme

22/03/2017(0)
The Securities and Futures Commission (SFC) today obtained an interim order from the Court of First Instance to freeze approximately $2.66 million in the bank accounts of Mr Heriberto ... Read More
ASIC_regulator

ASIC permanently bans former financial planner

22/03/2017(0)
ASIC has permanently banned Daniel Peter Logan from providing financial services, after finding that he engaged in dishonest conduct and failed to comply with a financial services law. Daniel ... Read More
fca-building

FCA UK announced appointment of a Non-Executive Director

21/03/2017(0)
The appointment, made by HM Treasury, is for an initial three year term starting 1 April 2017. Welcoming the appointment, FCA Chairman John Griffith-Jones said: “One of the FCA’s ... Read More
ESMA logo

ESMA to cooperate with non-EU Regulators on CCPs

21/03/2017(0)
The European Securities and Markets Authority (ESMA) has established five Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation (EMIR). The MoUs establish cooperation arrangements, including the exchange ... Read More
CySEC

CySec suspends the license of a Cyprus Investment Firm

20/03/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that the authorisation of the Cyprus Investment Firm Boursotrade Ltd (‘the Company’), number 235/14, ... Read More
Broker Cyprus TopFX