Securities Exchange Commission

SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers

The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered investment advisers that ... Read More

ASIC reports on corporate finance regulation July to December 2016

ASIC has today published its sixth report on the regulation of corporate finance issues in Australia. The report, which covers the period July to December 2016, provides companies and ... Read More

Bundesbank posts distributable profit of €0.4 billion in 2016

The Bundesbank posted a profit of €1.0 billion for the 2016 financial year, compared with €3.2 billion in 2015. Owing to an allocation to the reserves, the remaining distributable ... Read More

CySec fined €63.000 a Cyprus Investment Firm

The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on January 23, 2017, decided to impose ... Read More

FCA and OSC sign Co-operation Agreement to support FinTech business

Under a new Co-operation Agreement (Agreement), innovative FinTech businesses in Ontario and the United Kingdom will be able to seek support from their financial regulators as they seek to ... Read More
esma (European Securities and Markets Authority)

DFSA Signs MoU with European Securities and Markets Authority

The Dubai Financial Services Authority (DFSA) and the European Securities and Markets Authority (ESMA) have entered into information sharing and cooperation arrangements regarding DIFC based central counterparties (CCPs) compliance ... Read More

Unauthorised financial services companies around the world are reported

The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Spain (Comisión Nacional del Mercado de Valores – CNMV), Ireland (Central Bank of Ireland), Austria (Financial Market ... Read More
esma regulator

ESAS warn on Money Laundering and Terrorist Financing risks affecting the EU financial sector

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) published a Joint Opinion addressed to the European Commission on the risks of money laundering (ML) and terrorist ... Read More

FCA UK warns for FX Jupiter

The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince ... Read More

Dutch regulator AFM prepares advertising prohibition on Binary Options, Forex and CFDs

The Dutch regulator, Financial Markets Authority (AFM), has issued an announcement to inform that it starts a consultation period for responds in relation to proposed changes in advertisement of ... Read More
Broker Cyprus TopFX