Regulators

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CFPB Orders Citi Subsidiaries to Pay $28.8 Million

24/01/2017(0)
CFPB Orders Citi Subsidiaries to Pay $28.8 Million for Giving the Runaround to Borrowers Trying to Save Their Homes Mortgage Servicers Kept Borrowers in the Dark About Options, Demanded ... Read More
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SEC Announces Fraud Charges, Asset Freeze in Alleged Nursing Home Investment Scheme

24/01/2017(0)
The Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze obtained against a businessman in South Carolina accused of siphoning funds he raised from investors for ... Read More
FCA_regulator

FCA warns pension scheme operators are at risk from smarter scams

24/01/2017(0)
The Financial Conduct authority (FCA), the financial regulator of UK, has issued a warning to alert authorised firms for the risks arising from failing to carry out appropriate due ... Read More
CSSF Luxembourg

The Commission de Surveillance du Secteur Financier warns for unauthorised investment firm

24/01/2017(0)
The Commission de Surveillance du Secteur Financier (CSSF) has issued an announcement to warn the public of the activities of an entity named Ebel & Partner Luxembourg S.A. (website: ... Read More
CySEC

CySec announced a €150.000 Settlement with a Cyprus Investment Firm

23/01/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement  to note the following: CySec, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, ... Read More
Bcsc canada regulator

BCSC warns against a Binary Options provider

23/01/2017(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about Redwood Options, operated by Hampshire Capital Ventures Ltd. (together, the Parties). Redwood Options claims to ... Read More
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HSBC voluntarily agrees to provide approximately £4m redress for historical debt collection practices

23/01/2017(0)
HSBC has voluntarily agreed to set up a redress scheme for customers who may have suffered detriment by paying an unreasonable debt collection charge imposed by HFC Bank Ltd ... Read More
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SEC Establishes Supervisory Cooperation Arrangement With Hong Kong SFC

20/01/2017(0)
The Securities and Exchange Commission today announced that it has established a comprehensive arrangement with the Hong Kong Securities and Futures Commission (SFC) as part of the SEC’s long-term ... Read More
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CFTC Orders Citigroup Global Markets to Pay $25 Million

20/01/2017(0)
CFTC Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related Supervision Failures Five Traders at Citigroup Global Markets Inc. ... Read More
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EAB and ESMA call to clarify Margin Requirements between CRR and EMIR

19/01/2017(0)
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) published today their joint report on the functioning of the Capital Requirements Regulation (EU) No 575/2013 ... Read More