Unauthorised financial services companies around the world are reported 

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The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Spain (Comisión Nacional del Mercado de Valores – CNMV), Ireland (Central Bank of Ireland), Austria (Financial Market Authority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Belgium (Financial Services and Markets Authority – FSMA), the United States (Securities and Exchange Commission – SEC), Hong Kong (Securities and Futures Commission – SFC) and Republic of China – Taiwan (Financial Supervisory Commission – FSC) report companies and websites that are offering investment, financial and insurance services without the required authorisations.

Reported by the FCA:

  • Donaldson Findlay (www.donaldson-findlay.com), with declared headquarters in London;
  • Hayashi and Partners/Hayashi International Equity Securities (www.hayashiandpartners.com), with declared headquarters in Tokyo;
  • Broad Reach Investments (www.broadreach-investments.com), clone of the authorised company Keystone Management Ltd/Keystone Capital (www.keystone-capital.co.uk), with declared headquarters in London;
  • Blacksmith Investments Limited (www.blacksmithinvestments.co.uk), with declared headquarters in London;
  • Harbex Finance Services (www.harbexfinancier.nu), with declared headquarters in London;
  • Boston Private Law Group Llp (www.bostonplg.org), with declared headquarters in Boston;
  • Jazz Loans (www.jazzonthehill.co.uk);
  • Wainscott Consulting Group (www.wainscottconsulting.com), with declared headquarters in New York.

Reported by the CNMV:

  • OPV Advisor Ltd (www.opv-advisor.com).

Reported by the Central Bank of Ireland:

  • Drakefield Corporate Partners (USA);
  • Colbert & Welling Llp (USA);
  • Asashi Mergers & Acquisitions (Japan).

Reported by the FMA:

  • Eur Investment Limited (www.optionsvip.com), with declared headquarters in London;
  • Pacific Sunrise UK Ltd (www.cfdstocks.com), with declared headquarters in London.

Reported by the FINMA:

  • Canton Securities Geneva Ag (www.cantonsecurities.trade).

Reported by the FSMA:

  • Amicus Investment;
  • Asashi Mergers & Acquisitions Group;
  • Atlantic Global Asset Management;
  • Brookfield99/Brookfield Investment Management (clone of an authorised company);
  • Capital Invest Europe;
  • Cressman Financial Group/Tian Xi Fu Limited/Hongkong Ztwow Trade Limited;
  • Eastern Quay Asset Management;
  • Fujitsu Global/Asian Mercantile Exchange/Centric Limited;
  • Global Consulting Europe;
  • Monex Financial/Monex Bmo Securities/Symando Corporation Limited/Dfan Limited;
  • Nikko Desjardins Asset Management/Xieze International Trading Limited/Gradual Investments Limited;
  • Red Shield Financial/Rong Aviva Limited;
  • Rubin Dunn;
  • Tatsuno International;
  • Thornwood Financial/Long Will Limited;
  • William Paulstern/Camdan Limited.

Reported by the SEC:

  • Weinstein & Younge Asset Management Group (www.weinsteinyounge.co), with declared headquarters in San Francisco;
  • Turner, Liebermann & Cohen (www.tlc-law.com), with declared headquarters in New York;
  • Stephen Schmidt Capital Ventures Inc. (www.stephenschmidtcv.com), with declared headquarters in Baltimore;
  • Stanford Law Firm (www.stanfordlawfirm.com), with declared headquarters in Wilmington;
  • Quantum Private Equity (www.quatumpe.us), with declared headquarters in New York;
  • Costello & Rubin Attorneys at Law (www.candr-lawyers.net), with declared headquarters in Boston;
  • Bradley & Nowell (www.bradleynowell.com), with declared headquarters in Newark.

Reported by the SFC:

  • Seres Bio;
  • Horizon Holdings Ltd;
  • Castle Holdings Limited;
  • King’s Vision Group Limited;
  • www.fxjupiter.com.

Reported by the Central Bank of Ireland:

  • Drakefield Corporate Partners (USA);
  • Colbert & Welling Llp (USA).

Reported by the Taiwan FSC:

  • Tiger Brokers;
  • Celestial Trinity Limited, with declared headquarters in Taipei (Taiwan);
  • Thornwood Financial, with declared headquarters in Taipei (Taiwan).

Source: CONSOB

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