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Regulators

FCA_regulator

FCA warning for unauthorised firm

11/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Stover Limited” is not permitted to provide any financial services or products. ... Read More
ASIC_regulator

ASIC obtains orders cancelling 15 million shares held in Northwest Resources Limited

11/04/2014(0)
Following an application by ASIC, the Federal Court of Australia has ordered the cancellation of 15 million shares in ASX-listed Northwest Resources Limited (Northwest) that were held in the ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: regarding new provisions for exposures to directors and shareholders of Cyprus Investment Firms (‘CIFs’)

11/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced the following: In the context of establishing effective arrangements and procedures for consultation with the ... Read More
FCA_regulator

FCA warning for unauthorised firm

10/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Edward Evans Group” is not permitted to provide financial services or ... Read More
bank-of-england

Bank of England on bank rate

10/04/2014(0)
The Bank of England’s Monetary Policy Committee at its meeting on 9 April voted to maintain Bank Rate at 0.5%. The Committee also voted to maintain the stock of ... Read More
FCA_regulator

FCA warning for a clone company

09/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “IAF Capital Limited” (http://en.iafcap.com) is the Clone of FCA authorised firm “IAF Capital ... Read More
Bank of England_regulator

Bank of England announces expansion of eligibility of securities guaranteed by UKEF as collateral in the Bank’s facilities

08/04/2014(0)
The Bank of England announces the following: UK Export Finance-guaranteed debt capital market notes issued under pro forma documentation and processes that have been agreed between UKEF and the ... Read More
FCA_regulator

FCA on advisory firms

07/04/2014(0)
The Financial Conduct Authority’s (FCA), has issued a press release arguing that too many advisory firms are not being clear with consumers on how much advice costs, the type ... Read More

NY bank regulator Lawsky seeks documents from Credit Suisse: source

07/04/2014(0)
Benjamin Lawsky, New York’s financial services superintendent, has sought documents from Credit Suisse to examine whether Switzerland’s second-biggest bank lied to New York authorities about engineering tax shelters, said ... Read More
Cyprus Securities and exchange commission (cysec)

CySec’s announcement

04/04/2014(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform ASP’s (including ASPs whose application is still pending before CySEC) that: 1. Pursuant to article 11(1)(c) of the Law regulating ... Read More
Broker Cyprus TopFX