Search Results for: MiFID II
CySec informs on ESMA regulation
May 30th, 2014
The Chairman of the Cyprus Securities & Exchange Commission (CySec), Demetra Kalogirou, has announced through a circular on the ESMA – MiFID II / MiFIR Consultation Paper and Discussion Paper to inform the Cyprus Investment Firms and Regulated Markets about the following: 1. ...
Broadridge Launches Trade Reporting Solution for SFTR Regulatory Change
June 21st, 2017
Broadridge Financial Solutions, Inc. (NYSE: BR) announced the launch of its trade reporting solution for the European Securities and Markets Authority’s (ESMA) forthcoming Securities Financing Transaction Regulation (SFTR). Broadridge’s new offering will enable market participants of all types to ...
FCA publishes Insurance Distribution Directive consultation
March 7th, 2017
The Financial Conduct Authority (FCA) has published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD). The Insurance Mediation Directive (IMD) was introduced in early 2005 and was designed to encourage competition ...
AMF sets specifics for its ban on the advertising of the riskiest products
January 11th, 2017
A major investor protection milestone: the AMF sets specifics for its ban on the advertising of the riskiest products For several years, the AMF has focused its attention on exposing the danger posed to retail investors by highly speculative ...
Plus500 on CySec’s Circular for bonuses
December 2nd, 2016
Plus500 has issued an announcement following the 13% dive of its share price. According its announcement, Plus500 does not believe that the CySec’s Circular relevant to the CFD industry in which the Company operates, will have a material operational ...
CySec has issued a circular for CIFs regardig their remuneration obligations
June 16th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued a circular wishes to remind the Cyprus Investment Firms (CIFs) about their obligations concerning remuneration policies and practices. In particular: 1. The CIFs must establish, implement and maintain remuneration policies ...
