Search Results for: UK FCA

Warning was given to TL Mallen, LLC

March 10th, 2014 (0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that TL Mallen, LLC (http:// www.tlmallen.com) is not permitted to provide financial services or products. FCA points out that TL Mallen, LLC ...

Regulators Zone

February 4th, 2014 Comments Off on Regulators Zone

Market Regulation

February 4th, 2014 Comments Off on Market Regulation
A “regulated market” or “organized market” as defined by Directive 2004/39/EC means the multilateral system managed or operated by a market operator and which brings together or facilitates the bringing together of multiple third-party buying or/and selling interests in ...
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