Search Results for: unauthorised
FCA secures orders for victims of unauthorised share scheme; Nearly £3.62m in restitution
May 7th, 2020
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued today a press release to inform that the High Court today ordered four individuals and one company to pay ...
Beware of unauthorised companies offering investment and financial services
June 19th, 2019
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Spain (Comisión Nacional del Mercado de Valores – CNMV), Austria (Financial Market Autority – FMA), Malta (Malta Financial Services ...
Alert! CySEC warns for unauthorised investment firms
May 27th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform investors that the following websites do not belong to entities which have been granted an authorization for the provision of investment services and/or the performance of investment activities, ...
FCA UK wins case against unauthorised forex firm
May 27th, 2019
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued an announcement to inform that following an application by the FCA, the High Court, on 14 May 2019, declared ...
Beware of unauthorised companies and websites offering investment services
November 29th, 2018
Financial Regulators around the world issued warnings for companies and websites that are offering investment, financial and insurance services without the required authorisation. In accordance the warnings issued, the supervisory authorities of the United Kingdom (Financial Conduct Authority – ...
Beware of unauthorised companies offering financial services
October 26th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Ireland (Central Bank of Ireland), Austria (Financial Market Authority – FMA) and Italy (Consob) report the companies and websites offering investment, financial and insurance services without the ...
Alert: Beware of unauthorised companies providing investment services
October 18th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Authority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Quebec (Autorité des Marchés Financiers), Hong Kong (Securities and Futures Commission – SFC) ...
Investors Alert: Beware of unauthorised financial services firms
September 4th, 2018
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued warnings to inform investors and public for “clone firms” and firms providing financial services without the required authorisation in ...
FCA UK announced criminal prosecution in relation to an unauthorised investment scheme
August 22nd, 2018
The Financial Conduct Authority (FCA) has issued a press release to inform that has commenced a criminal prosecution against Mark Barry Starling (date of birth: 23/01/1961) of Farnham, Surrey, for three offences relating to unauthorised investment schemes alleged to ...
Beware of unauthorised investment and financial services providers
July 31st, 2018
Financial Regulators around the world issued warnings to inform investors and public for companies and websites that are offering investment, financial and insurance services without the required authorisation. The latest warnings are coming from the the supervisory authorities of ...
