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Regulators News

CySEC

CySec announced on the way complaints against Cyprus Investment Firms (“CIF”) are handled

22/10/2015(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public and investors that: On the occasion of the full operation of the Financial Ombudsman of ... Read More
SEC_logo

SEC announced settlement of charges with two UBS Advisory Firms

20/10/2015(0)
Two UBS Advisory Firms Settle Charges Arising From Failure to Disclose Change in Investment Strategy Settlement Will Return More Than $13 Million to Harmed Investors The Securities and Exchange ... Read More
consob logo

CONSOB warns for unauthorised investment firms

19/10/2015(0)
The Commissione Nazionale per le Società e la Borsa (Consob), the regulatory authority of Italy, has issued an announcement to inform public and investors for firms not authorised to ... Read More
fma

FMA warns about MercerFXcom

14/10/2015(0)
The Financial Markets Authority (FMA) of New Zealand has issued an announcement to warn public for MercerFXcom. Specific, FMA states informs that: Name of company: MercerFXcom Website: www.mercerfx.com Reason ... Read More
onestopbrokers-Regulators

Regulatory authorities of Italy and Belgium warn the public for unauthorised investment firms

13/10/2015(0)
The Commissione Nazionale per le Società e la Borsa (Consob), the regulatory authority of Italy and the Financial Services and Markets Authority (FSMA), the regulatory authority of Belgium, have ... Read More
osc ontario

OSC warns regarding Binary Options Firms

12/10/2015(0)
The Ontario Securities Commission (OSC) has issued press releases to warn investors regarding Binary Options Trading Firms not registered in Ontario Canada. Specific, the OSC is warning for the ... Read More
SEC- Headquarters

SEC: Blackstone to Pay Nearly $39 Million Settlement

08/10/2015(0)
Blackstone Charged With Disclosure Failures Private Equity Advisers to Pay Nearly $39 Million Settlement The Securities and Exchange Commission announced that three private equity fund advisers within The Blackstone ... Read More
FCA_regulator

FCA UK warns about a clone investment firm

08/10/2015(0)
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam ... Read More
ASIC_regulator

ASIC bans two persons from providing financial services

06/10/2015(0)
The Australian Securities and Investments Commission (ASIC) has issued today two announcements to inform public that the Commission decided to ban two persons in different cases from providing financial ... Read More
CySEC

CySec announces acquisition of CIF (Cyprus Investment Firms) licence

06/10/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “UR Trade Fix Ltd“ has successfully obtained the CySec licence for CIF (Cyprus ... Read More
Broker Cyprus TopFX