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Regulators News

Belize

IFSC warns for a Forex Trading Firm

16/11/2015(0)
The International Financial Services Commission of Belize (IFSC), the Regulatory Authority of Financial Market of Belize, has issued a warning to inform investors and public for a firm that ... Read More
Bafin

BaFin has issued a warning for an unauthorised firm

16/11/2015(0)
The Federal Financial Supervisory Authority (BaFin) has issued a warning to inform investors and public that the firm Karatbars International GmbH has no authorisation pursuant to section 32 of ... Read More
bank-of-israel

Joint Press Release by the Bank of Israel, the Israel Securities Authority, the Ministry of Finance, the Ministry of Justice, and the Israel Tax Authority

13/11/2015(0)
The Joint Team to Promote Securitization in Israel publishes its final report, and recommends that the securitization market be developed cautiously and in a measured fashion by removing obstacles. ... Read More
CySEC

CySec issued warning regarding www.noeruscapital.com

12/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an unauthorised entity. Specific, CySec warns that ... Read More
SFC - Hong Kong

SFC on Investors fraud: Maxim Trader site suspended and $23.5 million assets of Maxim Capital Limited freezed

12/11/2015(0)
The Court of First Instance has granted various interim orders against Maxim Capital Limited (Maxim Capital), an unlicensed investment firm, including freezing all its monies in Hong Kong totalling ... Read More
sec-logo

SEC Identifies More Alleged Corrupt Brokers in Stock Manipulation Case

05/11/2015(0)
The Securities and Exchange Commission announced it has identified three additional individuals to charge in a penny stock manipulation case the agency filed last year against alleged corrupt brokers ... Read More
ESMA logo

ESMA updates list of authorised CCPs

05/11/2015(0)
The European Securities and Markets Authority (ESMA) has published an update of its list of central clearinghouses (CCPs) which are authorised under the European Markets Infrastructure Regulation (EMIR). The ... Read More
osc ontario

OSC warns regarding Binary Options Firm

05/11/2015(0)
The Ontario Securities Commission (OSC) has issued press releases to warn investors regarding a Binary Options Trading Firm not registered in Ontario Canada. Specific, the OSC is warning that ... Read More
CySEC

CySec issued a Circular regarding National Risk Assessment of Anti Money Laundering and Counter Terrorist Financing Measures

04/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulator of Cyprus, has issued a Circular to inform Regulated Entities the following: 1) National Risk Assessment (‘NRA’) In accordance ... Read More
onestopbrokers-Regulators

BaFin and the SEC: An international comparison of supervisory practice

03/11/2015(0)
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) is often compared to the U.S. Securities and Exchange Commission (SEC) in the media and by the public. The ... Read More
Broker Cyprus TopFX