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Regulators

FCA_regulator

FCA bans Paul Reynolds and fines him £290,344

24/10/2014(0)
The Financial Conduct Authority (FCA) has published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds). The FCA has decided to fine Mr Reynolds £290,344 and ... Read More
SEC

SEC: Rengan Rajaratnam Settles Insider Trading Charges

24/10/2014(0)
The Securities and Exchange Commission (SEC) has announced that former hedge fund manager Rajarengan “Rengan” Rajaratnam has agreed to pay more than $840,000 and accept securities industry bars in ... Read More
moex

New indicative FX rate methodology from the Moscow Exchange

23/10/2014(0)
The new version of the Indicative FX rate methodology approved by the Moscow Exchange Supervisory Board on 17 October, has come into force from October 22, 2014. The new ... Read More
fma

FMA warns consumers about cold-calling investment offers and ‘big win’ scams

23/10/2014(0)
The Financial Markets Authority (FMA) is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms. ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

23/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Amendment of Directive regarding Certification and public register

23/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform all interested parties that the Directive regarding the Certification of employees and the public register (R.A.D. 499/2012) ... Read More
onestopbrokers-Regulators

Six Federal Agencies Jointly Approve Final Risk Retention Rule

23/10/2014(0)
Six federal agencies, namely the Board of Governors of the Federal Reserve System, the Department of Housing and Urban Development, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Office of ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

22/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
FCA_regulator

FCA warning against clone firms

21/10/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Boiler Room Name: Schwarz Oliver Thomas Address: 6923 Lauterach, Dammstrabe 4, ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: publication of Directives

21/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec) informs those market participants concerned, that, on October 17th 2014, the following Directives were published in the Official Gazette of the Republic of Cyprus, ... Read More
Broker Cyprus TopFX